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Linux Cross Reference
Linux-2.6.17/Documentation/filesystems/directory-locking

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  1         Locking scheme used for directory operations is based on two
  2 kinds of locks - per-inode (->i_sem) and per-filesystem (->s_vfs_rename_sem).
  3 
  4         For our purposes all operations fall in 5 classes:
  5 
  6 1) read access.  Locking rules: caller locks directory we are accessing.
  7 
  8 2) object creation.  Locking rules: same as above.
  9 
 10 3) object removal.  Locking rules: caller locks parent, finds victim,
 11 locks victim and calls the method.
 12 
 13 4) rename() that is _not_ cross-directory.  Locking rules: caller locks
 14 the parent, finds source and target, if target already exists - locks it
 15 and then calls the method.
 16 
 17 5) link creation.  Locking rules:
 18         * lock parent
 19         * check that source is not a directory
 20         * lock source
 21         * call the method.
 22 
 23 6) cross-directory rename.  The trickiest in the whole bunch.  Locking
 24 rules:
 25         * lock the filesystem
 26         * lock parents in "ancestors first" order.
 27         * find source and target.
 28         * if old parent is equal to or is a descendent of target
 29                 fail with -ENOTEMPTY
 30         * if new parent is equal to or is a descendent of source
 31                 fail with -ELOOP
 32         * if target exists - lock it.
 33         * call the method.
 34 
 35 
 36 The rules above obviously guarantee that all directories that are going to be
 37 read, modified or removed by method will be locked by caller.
 38 
 39 
 40 If no directory is its own ancestor, the scheme above is deadlock-free.
 41 Proof:
 42 
 43         First of all, at any moment we have a partial ordering of the
 44 objects - A < B iff A is an ancestor of B.
 45 
 46         That ordering can change.  However, the following is true:
 47 
 48 (1) if object removal or non-cross-directory rename holds lock on A and
 49     attempts to acquire lock on B, A will remain the parent of B until we
 50     acquire the lock on B.  (Proof: only cross-directory rename can change
 51     the parent of object and it would have to lock the parent).
 52 
 53 (2) if cross-directory rename holds the lock on filesystem, order will not
 54     change until rename acquires all locks.  (Proof: other cross-directory
 55     renames will be blocked on filesystem lock and we don't start changing
 56     the order until we had acquired all locks).
 57 
 58 (3) any operation holds at most one lock on non-directory object and
 59     that lock is acquired after all other locks.  (Proof: see descriptions
 60     of operations).
 61 
 62         Now consider the minimal deadlock.  Each process is blocked on
 63 attempt to acquire some lock and already holds at least one lock.  Let's
 64 consider the set of contended locks.  First of all, filesystem lock is
 65 not contended, since any process blocked on it is not holding any locks.
 66 Thus all processes are blocked on ->i_sem.
 67 
 68         Non-directory objects are not contended due to (3).  Thus link
 69 creation can't be a part of deadlock - it can't be blocked on source
 70 and it means that it doesn't hold any locks.
 71 
 72         Any contended object is either held by cross-directory rename or
 73 has a child that is also contended.  Indeed, suppose that it is held by
 74 operation other than cross-directory rename.  Then the lock this operation
 75 is blocked on belongs to child of that object due to (1).
 76 
 77         It means that one of the operations is cross-directory rename.
 78 Otherwise the set of contended objects would be infinite - each of them
 79 would have a contended child and we had assumed that no object is its
 80 own descendent.  Moreover, there is exactly one cross-directory rename
 81 (see above).
 82 
 83         Consider the object blocking the cross-directory rename.  One
 84 of its descendents is locked by cross-directory rename (otherwise we
 85 would again have an infinite set of of contended objects).  But that
 86 means that cross-directory rename is taking locks out of order.  Due
 87 to (2) the order hadn't changed since we had acquired filesystem lock.
 88 But locking rules for cross-directory rename guarantee that we do not
 89 try to acquire lock on descendent before the lock on ancestor.
 90 Contradiction.  I.e.  deadlock is impossible.  Q.E.D.
 91 
 92 
 93         These operations are guaranteed to avoid loop creation.  Indeed,
 94 the only operation that could introduce loops is cross-directory rename.
 95 Since the only new (parent, child) pair added by rename() is (new parent,
 96 source), such loop would have to contain these objects and the rest of it
 97 would have to exist before rename().  I.e. at the moment of loop creation
 98 rename() responsible for that would be holding filesystem lock and new parent
 99 would have to be equal to or a descendent of source.  But that means that
100 new parent had been equal to or a descendent of source since the moment when
101 we had acquired filesystem lock and rename() would fail with -ELOOP in that
102 case.
103 
104         While this locking scheme works for arbitrary DAGs, it relies on
105 ability to check that directory is a descendent of another object.  Current
106 implementation assumes that directory graph is a tree.  This assumption is
107 also preserved by all operations (cross-directory rename on a tree that would
108 not introduce a cycle will leave it a tree and link() fails for directories).
109 
110         Notice that "directory" in the above == "anything that might have
111 children", so if we are going to introduce hybrid objects we will need
112 either to make sure that link(2) doesn't work for them or to make changes
113 in is_subdir() that would make it work even in presence of such beasts.

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